Financial Advisors for Equity Compensation
Equity compensation — like RSUs, ISOs, and stock options — can be a powerful wealth-building tool, but it’s also one of the most complex parts of your financial plan. A financial advisor who understands equity comp can help you navigate taxes, plan your vesting events, and turn your stock grants into a clear financial strategy.
Need to outsource something else? Search for proactivefractional CFOandaccountantson Sam’s List too. Make sure to check the reviews, it’s one of the most important parts of your vetting process!
Need to outsource something else? Search for proactivefractional CFOandaccountantson Sam’s List too. Make sure to check the reviews, it’s one of the most important parts of your vetting process!
Financial Advisors
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"Anthony has been an absolutely incredible partner to work with. He has helped me feel comfortable in my financial health and given me plenty of insightful and actionable advice in both financial planning and investments. In addition to being an amazing financial professional, he is also a very genuine guy. You can definitely tell that he cares about you as a person and individual and wants to see you achieve your best. He’s also LGBTQ+ friendly, which is a big consideration for me. 5 stars all around for Anthony and Dynamic FP."
You work hard for your money. We’ll work hard to help you capitalize on what you’ve earned.
Bull Oak is a full-service financial advisory firm. We provide investment management, financial planning, tax strategy, tax preparation and filing, and estate planning. Our all-inclusive service frees up your time and gives you an optimal wealth management experience with harmony between all aspects of your financial life.
Bull Oak is a full-service financial advisory firm. We provide investment management, financial planning, tax strategy, tax preparation and filing, and estate planning. Our all-inclusive service frees up your time and gives you an optimal wealth management experience with harmony between all aspects of your financial life.
At Rodriquez Wealth Management, our dedicated team offers a highly personalized approach that helps you simplify the challenges associated with preserving, growing, and transitioning your wealth.
You've worked hard to prepare for retirement. Retirement Matters will guide you through that transition and partner with you as you live out those dreams.
Reduce tax, optimize investments, grow preserve and protect your wealth - for generations.
Christian financial advice for young, high-income families, professionals, and business owners who want to steward their resources wisely. We integrate tax-smart planning, investments, and cash flow strategies with Biblical wisdom to help you make confident financial decisions.
We offer financial planning and investment management services to senior managers and executives in tech.
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Should You Hire a Financial Advisor for RSUs, ISOs, or Other Equity Compensation?
If your compensation includes RSUs, ISOs, NSOs, or ESPPs, your financial plan gets more complicated — and more important. Equity comes with unique tax rules, unpredictable value, and major decisions about when to sell, exercise, or hold. A financial advisor who specializes in equity compensation can help you:
Understand Your Stock Grants: From RSUs and ISOs to NSOs and ESPPs, each award type has different tax triggers and planning opportunities.
Avoid Surprise Tax Bills: Manage AMT exposure from ISOs, avoid under-withholding on RSUs, and use strategies like tax-loss harvesting.
Time Exercises and Sales: Decide when to sell or hold based on your goals, risk tolerance, and future vesting schedule.
Diversify from Company Stock: Reduce the risk of holding too much of your company’s equity in a tax-efficient way.
Align Equity with Life Goals: Whether you’re buying a home, investing, or preparing to leave your job, your equity should fit into your larger plan.
Set Up a 10b5-1 Plan (if needed): For executives or insiders, pre-scheduled trading plans can ensure compliance and consistency.
Working with the right advisor can turn your stock into a smart, strategic part of your long-term wealth.
Understand Your Stock Grants: From RSUs and ISOs to NSOs and ESPPs, each award type has different tax triggers and planning opportunities.
Avoid Surprise Tax Bills: Manage AMT exposure from ISOs, avoid under-withholding on RSUs, and use strategies like tax-loss harvesting.
Time Exercises and Sales: Decide when to sell or hold based on your goals, risk tolerance, and future vesting schedule.
Diversify from Company Stock: Reduce the risk of holding too much of your company’s equity in a tax-efficient way.
Align Equity with Life Goals: Whether you’re buying a home, investing, or preparing to leave your job, your equity should fit into your larger plan.
Set Up a 10b5-1 Plan (if needed): For executives or insiders, pre-scheduled trading plans can ensure compliance and consistency.
Working with the right advisor can turn your stock into a smart, strategic part of your long-term wealth.
FrequentlyAsked Questions
What does a financial advisor do for equity compensation?
They help you manage stock options, RSUs, and ESPPs — guiding you on tax strategies, diversification, timing decisions, and how to fit equity into your financial goals.
When should I talk to an advisor about my RSUs or ISOs?
Ideally before your first vesting event or stock sale. Early planning helps you reduce taxes and avoid costly mistakes, especially with ISOs and AMT.
What are the tax risks of stock options and RSUs?
ISOs can trigger AMT, RSUs are taxed at vesting, and ESPPs have complex rules for qualified vs. disqualified sales. An advisor can help you avoid common pitfalls.
Do I need a financial advisor if I’m not selling my stock yet?
Yes — planning in advance gives you more flexibility. You’ll want a strategy for future sales, taxes, and how your equity fits into your overall net worth.
Where can I find a financial advisor for equity compensation?
Look for “fee-only fiduciary” advisors on Sam's List who specialize in tech equity, RSUs, and stock options. You can also use other directories like NAPFA, XY Planning Network, or Fee-Only Network to search.
Not sure who’s right for you as an equity compensation holder? Answer a few quick questions, and we’ll introduce you to someone who fits.
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